Business and Legal notifications

Form ADV part II

This form is required by the state from all Registered Investment Advisors. It contains some general information about our firm’s practice.
Privacy Policy
This form provides information regarding protection of client’s privacy. Revision 2013.
AML notification
This form notifies customers regarding the collection of information regarding customer identity.
Investment Advisory Contract
This document is used when customers contract with Benjamin Securities to manage their investments.
Business Continuity Plan
This document is required by FINRA and describes our firm’s procedures in the event of an significant business disruption.
Mutual Funds Breakpoint Discounts Disclosure Statement
This document is required by FINRA and explains to customers the charges they can expect on different types of mutual funds.